Ponzi Scheme Operators Face Tougher Penalties

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Olori Uwem

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Mar 18, 2024
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Ponzi Scheme Operators Face Tougher Penalties

Proposed Fine and Jail Term Announced by SEC

The Securities and Exchange Commission (SEC) is cracking down on Ponzi scheme operators to protect Nigerian investors. A newly proposed Investment and Securities Bill (ISB) 2024 includes strict penalties:
• ₦20 million fine
• 10 years imprisonment
• Or both penalties upon conviction for running prohibited schemes like Ponzi or pyramid setups.

What’s in the Bill?

The Investment and Securities Act (ISA) 2007 will be repealed and replaced if the bill is enacted. Key provisions include:

• Prohibiting Ponzi and other illegal investment schemes outright.
• Protecting investors via an Investor Protection Fund for compensation in cases of loss due to negligence or market failures.
• Expanding regulations to include commodity exchanges and warehouse receipts.

SEC Director-General, Dr. Emomotimi Agama, highlighted the need to modernize capital market regulations to align with international standards.

Senate’s Support ️

Senate President Godswill Akpabio, represented by Senator Binos Yaroe, called the ISB 2024 a transformative law for Nigeria’s economy. He emphasized its role in:
• Enhancing transparency.
• Boosting investor confidence.
• Supporting Nigeria’s shift toward economic diversification.

Capital Market Committee’s Insights

Senator Osita Izunaso, Chair of the Senate Committee on Capital Market, stressed the importance of the bill in strengthening the financial system:

“Nigeria deserves a world-class capital market to sustain long-term economic growth.”

Why It Matters

This legislation aims to deter fraudulent schemes, foster trust in the Nigerian capital market, and position the nation for greater financial resilience in a competitive global economy.

Will this finally put an end to Ponzi schemes? Time will tell!